2007年5月CFTC公布经纪商及资产数据表

Discussion in 'General Topics on Brokers' started by weijian, Oct 11, 2007.

  1. Last edited by a moderator: Nov 30, 2009
  2. 1 3D FOREX, LLC
    2 ABBEY NATIONAL SECURITIES INC
    3 ADM INVESTOR SERVICES INC
    4 ADVANCED MARKETS INC
    5 ADVANTAGE FUTURES LLC
    6 AG EDWARDS & SONS INC
    7 AIG CLEARING CORPORATION
    8 ALARON TRADING CORPORATION
    9 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
    10 AMERICAN NATIONAL TRADING CORP
    11 BACERA CORPORATION
    12 BANC OF AMERICA SECURITIES LLC
    13 BARCLAYS CAPITAL INC
    14 BEAR STEARNS & CO INC
    15 BEAR STEARNS SECURITIES CORP
    16 BGC SECURITIES
    17 BNP PARIBAS COMMODITY FUTURES INC
    18 BNP PARIBAS SECURITIES CORP
    19 BROOKSTREET SECURITIES CORPORATION
    20 CADENT FINANCIAL SERVICES LLC
    21 CAL FINANCIAL CORPORATION
    22 CALYON FINANCIAL INC
    23 CANTOR FITZGERALD & CO
    24 CAPITAL MARKET SERVICES LLC
    25 CIBC WORLD MARKETS CORP
    26 CITIGROUP GLOBAL MARKETS INC
    27 CLIFF LARSON COMPANY THE
    28 CMC MARKETS (US) LLC
    29 COMTRUST INC
    30 COUNTRY HEDGING INC
    31 CREDIT SUISSE SECURITIES (USA) LLC
    32 CROSSLAND LLC
    33 CUNNINGHAM COMMODITIES LLC
    34 DAIWA SECURITIES AMERICA INC
    35 DEUTSCHE BANK SECURITIES INC
    36 DIRECT FOREX LLC
    37 DORMAN TRADING LLC
    38 DUNAVANT COMMODITY CORP
    39 E FX OPTIONS LLC
    40 EAGLE MARKET MAKERS INC
    41 EASY FOREX US LTD
    42 ED &F MAN COMMODITY ADVISORS INC
    43 ELECTRONIC BROKERAGE SYSTEMS LLC
    44 ENSKILDA FUTURES LTD
    45 FARR FINANCIAL INC
    46 FC STONE LLC
    47 FCT GROUP LLC
    48 FIMAT USA LLC
    49 FIRST CAPITOL GROUP LLC
    50 FLY CLEARING INC
    51 FOREX CAPITAL MARKETS LLC
    52 FOREX CLUB FINANCIAL COMPANY INC
    53 FOREX INTERNATIONAL INVESTMENTS INC
    54 FOREX LIQUIDITY LLC
    55 FORTIS CLEARING AMERICAS LLC
    56 FORWARD FOREX INC
    57 FRIEDBERG MERCANTILE GROUP INC
    58 FRONTIER FUTURES INC
    59 FUTURES TECH LLC
    60 FX OPTION1 INC
    61 FX SOLUTIONS LLC
    62 FXCM LLC
    63 GAIN CAPITAL GROUP LLC
    64 GATEWAY CAPITAL L.L.C.
    65 GELBER GROUP LLC
    66 GFS FOREX & FUTURES INC
    67 GILDER GAGNON HOWE AND CO LLC
    68 GLOBAL FUTURES & FOREX
    69 GLOBAL FUTURES LLC
    70 GOLDMAN SACHS & CO
    71 GOLDMAN SACHS EXECUTION & CLEARING LP
    72 H & R BLOCK FINANCIAL ADVISORS INC
    73 HAGERTY GRAIN CO INC
    74 HAMILTON WILLIAMS LLC
    75 HOTSPOT FXR LLC
    76 HSBC SECURITIES USA INC
    77 I TRADE FX LLC
    78 ICAP FUTURES LLC
    79 IFSCL USA INC
    80 IFX MARKETS INC
    81 IG FINANCIAL MARKETS INC.
    82 INSTINET LLC
    83 INTEGRATED BROKERAGE SERVICES LLC
    84 INTERACTIVE BROKERS LLC
    85 INTERBANK FX LLC
    86 IOWA GRAIN CO
    87 ITAU SECURITIES INC
    88 IXIS SECURITIES NORTH AMERICA INC
    89 JP MORGAN FUTURES INC
    90 KOTTKE ASSOCIATES LLC
    91 LADENBURG THALMANN & CO INC
    92 LBS LIMITED PARTNERSHIP
    93 LEHMAN BROTHERS INC
    94 LINN GROUP ( THE )
    95 LINSCO/PRIVATE LEDGER CORP
    96 LOEB PARTNERS CORPORATION
    97 MACQUARIE FUTURES USA INC
    98 MAN FINANCIAL INC
    99 MB TRADING FUTURES INC.
    100 MBF CLEARING CORP
    101 MCVEAN TRADING AND INVESTMENTS LLC
    102 MERRILL LYNCH PIERCE FENNER & SMITH
    103 MERRILL LYNCH PROFESSIONAL CLEARING CORP
    104 MID-CO COMMODITIES INC
    105 MITSUI BUSSAN COMMODITIES USA INC
    106 MIZUHO SECURITIES USA INC
    107 MONEY GARDEN CORP
    108 MORGAN KEEGAN & COMPANY INC
    109 MORGAN STANLEY & CO INCORPORATED
    110 NATIONS INVESTMENTS LLC
    111 NEUBERGER BERMAN LLC
    112 NOMURA SECURITIES INTERNATIONAL INC
    113 OANDA CORPORATION
    114 ODL SECURITIES INC
    115 ONE WORLD CAPITAL GROUP LLC
    116 OPEN E CRY LLC
    117 OPPENHEIMER & CO INC
    118 OPTIONSXPRESS INC
    119 PENSON FINANCIAL FUTURES INC
    120 PENSON GHCO
    121 PEREGRINE FINANCIAL GROUP INC
    122 PERFORMANCE CAPITAL INTERNATIONAL LLC
    123 PIONEER FUTURES INC
    124 PRUDENTIAL BACHE COMMODITIES LLC
    125 PUMA FINANCIAL LLC
    126 RAND FINANCIAL SERVICES INC
    127 RAYMOND JAMES & ASSOCIATES INC
    128 RBC CAPITAL MARKETS CORPORATION
    129 RBC DAIN RAUSCHER INC
    130 RBS GREENWICH CAPITAL INC
    131 RJ OBRIEN & ASSOCIATES INC
    132 ROBBINS FUTURES INC
    133 ROSENTHAL COLLINS GROUP LLC
    134 ROSENTHAL GLOBAL SECURITIES LLC
    135 ROYAL FOREX TRADING LLC
    136 SANFORD C BERNSTEIN & CO LLC
    137 SENTINEL MANAGEMENT GROUP INC
    138 SHATKIN ARBOR INC
    139 SHAY GRAIN CLEARING COMPANY
    140 SMW TRADING COMPANY INC
    141 SNC INVESTMENTS INC
    142 SOLID GOLD FINANCIAL SERVICES INC
    143 STEPHENS INC
    144 STERLING COMMODITIES CORP
    145 TCA FUTURES LLC
    146 TENCO INC
    147 TERRA NOVA TRADING LLC
    148 TIMBER HILL LLC
    149 TOWER RESEARCH CAPITAL EUROPE LLC
    150 TRADELINK LLC
    151 TRADEMAVEN CLEARING LLC
    152 TRADESTATION SECURITIES INC
    153 TRADITION SECURITIES AND FUTURES INC
    154 TRANSMARKET GROUP LLC
    155 TREND COMMODITIES LIMITED PARTNERSHIP
    156 TRILAND USA INC
    157 UBS CLEARING SERVICES CORPORATION
    158 UBS FINANCIAL SERVICES INC
    159 UBS SECURITIES LLC
    160 UNITED GLOBAL MARKETS LLC
    161 VELOCITY FUTURES LP
    162 VISION FINANCIAL MARKETS LLC
    163 WACHOVIA CAPITAL MARKETS LLC
    164 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
    165 WACHOVIA SECURITIES LLC
    166 WALL STREET DERIVATIVES INC
    167 WHITE COMMERCIAL CORPORATION
    168 XPRESSTRADE LLC
    169 YORK BUSINESS ASSOCIATES LLC